Advanced Regulatory Compliance

Advanced Regulatory Compliance, LLC (ARC) is a national, full-service investment advisory compliance consulting practice backed by its association with The Law Offices of Patrick J. Burns, Jr., P.C., a securities law firm dedicated to assisting breakaway brokers. The explosive growth of the investment advisory business in recent years created a need for a firm such as ARC to help investment advisers deal with their ever increasing compliance obligations in a challenging regulatory environment. ARC provides practical solutions to complex compliance issues. Our key services include investment adviser registration, mock audits/annual reviews, ongoing compliance support, consultations and compliance technology solutions. ARC's highly skilled professionals provide compliance support to a variety of investment advisory firms; from start-ups to multi-billion dollar practices.